Introduction

Silicones have been widely used in the cosmetic industry for decades. They are exceptionally versatile and impart multifaceted benefits across a wide range of beauty and personal care products. Not all silicones have been created equal, however, and some of these materials are now limited by regulatory restrictions on their use. Due to an increasing focus on their toxicological and environmental impact, consumers are now gravitating towards natural, safe, and sustainable alternatives. This article provides an overview on how silicones have shaped the hair care industry and the continuous research necessary to find innovative and environmentally friendly alternatives to silicones.

Influence of Silicones in the Hair Care Industry

Silicones have been important ingredients in hair care products since the 1950’s. Silicones or silicone derivatives are widely used in shampoos, conditioners, colorants, or styling products where they act as either emollients, humectants, film formers, antifoaming, anti-static, or binding agents [1]. These materials range from basic cyclic or linear polydimethylsiloxane (PDMS) to polyether-and amino-based fluids and silicone resins [2]. All silicones have a natural origin (silica), but synthetic processes are used to create the plethora of silicone ingredients used in cosmetics [3].

Linear PDMS, also known as dimethicone, is available in a range of molecular weights and viscosities and is most used in hair care applications. They provide excellent conditioning and performance which increases with higher viscosity. Use of dimethicone reduces combing forces, provides great sensory benefits like gliding, and adds suppleness to hair.

Phenyl trimethicone is also based on linear PDMS with the addition of phenyl groups [4]. This combination results in a higher refractive index that effectively coats the hair enhancing its shine and leaving hair soft. PDMS polymers are also highly water resistant which makes them effective agents in reducing tackiness of the formulations.

Cyclic polydimethylsiloxane (cyclic PDMS) or cyclomethicones fluids are characterized by ring structures typically containing three to six groups per ring [2]. These fluids decrease combing forces by reducing friction and surface energy [4]. Due to their volatility and fast spreading properties, they provide transient gloss to hair, leaving hair weightless and without any build-up. Cyclomethicones are more compatible with a wider range of ingredients versus linear PDMS.

Silicone gum/fluid blends provide a high level of substantive conditioning and frizz control while imparting a soft and lubricious feel [4]. There are silicones that are modified, like amodimethicones (amine-functionalized silicones) or alkylmethicones (replacing methyl groups on PDMs with alkyl chains) which are widely used in hair care applications as well. Amodimethicones impart specific benefits like color protection, heat protection, repair, reduced flyways, and deep conditioning.

The above-mentioned silicones are non-water soluble, whereas silicone polyethers are a family of water and/or alcohol soluble materials commonly used in shampoo formulations. They provide light to medium conditioning. In addition to acting as emulsifiers or co-emulsifiers, they can be used as resin modifiers to aid curl retention [2].

Moving Away from Silicones

While silicones have been highly effective hair care ingredients providing both functional and enhanced sensorial benefits, there is a movement away from their use due to a variety of reasons. There are long-term effects of silicone such as causing build-up, greasiness, and scalp accumulation [5]. Furthermore, concerns have been raised about their toxicity and effects on the environment.

The Registration, Evaluation, Authorization and Restriction of Chemicals (REACH) assessed the potential environmental effect of cyclic silicones: cyclotetrasiloxane (D4) and cyclopentasiloxane (D5). Based on the evaluation, D4 meets the criteria for identification as a persistent, bio accumulative and toxic (PBT), very persistent, very bioaccumulative (vPvB) substance and D5 meets the criteria for a vPvB substance [6]. After January 31^st, 2020, the concentration of D4/D5 in rinse-off cosmetic products placed on the market should be less than 0.1% by weight of either substance. This has now been amended to include cyclohexasiloxane (D6) and is expected to be further restricted to include leave-on products [7].

Linear silicones are also not completely in the clear. They are suspected to be an environmental toxin and to be bioaccumulative. Dimethicone, Dimethicone Copolymer, Polysilicone-15 and other silicones are commonly considered to be microplastics [8,9]. In addition to being non-biodegradable, silicone oils also have an impact on the environment due to their industrial production process which has a high carbon footprint [10].

High performance, Natural and Sustainable Solutions

According to Mintel’s GNPD, between 2016 and 2021 the incidence of “silicone-free” claims for hair care products increased by over 200%. With regulations to control the usage of silicones in hair care products and a growing emphasis on naturality and sustainability, companies are looking for ingredients that serve as silicone alternatives. There is a huge focus on developing efficient and innovative ingredients that offer similar or better functional performance and with a better sensorial profile than silicones. A few ingredient solutions currently offered are highlighted below:

C13-C15 Alkane (plant-derived) is a sustainable natural silicone replacement developed via the fermentation of renewable sugar and grown sustainably without irrigation. This ingredient meets the performance of dimethicone in frizz reduction and color protection. It also matches the performance of amodimethicone in terms of wet/dry combability and provides an excellent sensorial profile. Ethyl Macadamiate is another silicone alternative of macadamia esters. It is biodegradable and provides the same silky, smooth after feel as cyclopentasiloxane [8]. A highly viscous, hydrogenated polyfarnesene presents interesting properties to replace Dimethiconol-based blends [11].

A prime function of silicones is to act as emollients. A vegetable emollient that is readily biodegradable and reduces significant carbon footprint is a perfect ally to protect hair from repeated mechanical stress and perform superior to cyclopentasiloxane [10]. An example is Hydrogenated Olive Oil which is an unsaponifiable squalene from olive oil and hydrogenated castor oil. It is yet another emollient offering to replace silicone and mineral oils that has great application in anti-frizz haircare products [12].

Reduced Silicone Solutions

It is not necessary to exclude all silicone products; cyclic free or synthetic silicones that meet REACH requirements can still be used as alternative solutions. Using low viscosity dimethicone and a mixture of C13-C14 isoparaffin can be considered as a replacement for cyclomethicones delivering a similar sensory profile [7]. Use of terminal hydroxy amino-modified silicone (THA) chemistry provides long-lasting conditioning and protects hair against breakage [13]. As for synthetic offerings, combining quaternary conditioning properties of cetrimonium chloride with a carboxylated silicone provides thermal protection and enhances the manageability of hair, while a complex of cetrimonium chloride with a water-soluble silicone provides great hair care benefits in different formats [7]. A combination of natural oils and a synthetic polymer can enhance and extend the benefits of natural oils to smooth and restore damaged hair and protect and reduce hair damage from different grooming regimens [12].

The industry also offers some unique solutions like quat-free polymeric conditioning additives that can provide multi-functional benefits to hair which are ideal for amodimethicone free formulations. Lastly, to reduce the carbon footprint, manufacturers are cutting down the high use of energy to produce dimethicones of various viscosities by using methanol obtained from biomass instead of fossil fuels [7].

Using Digital Tools to Source Ingredients

In the quest for clean and sustainable ingredients, Artificial Intelligence (AI) is playing a critical role in research and development. Machine learning is a powerful tool that can collect large amounts of data and provide detailed information about ingredient sourcing [11].  AI will be further integrated to explore unmet needs and help screen and identify innovative ingredients for various applications. Companies are also developing apps, using QR codes to trace ingredients, and promote ingredient transparency by providing origin and sustainable properties [11].

Conclusion

Over the last decade, there has been a strong shift in consumer product preferences with emphasis on personal wellbeing and the environment. The cosmetic industry has made great progress in offering many eco-friendly, clean, and sustainable solutions not only to replace silicones but also other ingredients that are currently being challenged. Companies are tasked to continue their efforts in developing eco-friendly and sustainable products that are highly effective in functional and sensorial performance to meet consumer needs.

References

1. Kostic A, “Silicones in cosmetics and their impact on the environment”, Cos ACTIVE J. 2021;1:34–39
2. Katie Schaefer, “Silicones in Hair Care: Making Innovative Solutions Possible”, Cosmetics & Toiletries (November,2008)
3. Megan McIntyre, “Do Silicones Deserve Their Bad Rap? “, Beauty Independent, June 2019
4. Bethany Johnson, Kevin Murphy and Feifei Lin, “How Silicones Shape the Hair Care Industry: A Review”, Cosmetics & Toiletries (June,2015)
5. Solvay.com, “How Sulfate and silicone Alternatives Improve the Hair care Industry and Benefit Consumers”
6. Mojgan Moddaresi, “Regulation Update: Cyclosiloxanes in the EU”, UL Prospector (February ,2018)
7. Smooth closer: The latest in silicones and silicone alternatives”, Cosmetics Business (November,2021)
8. SuperZero.com, “What are silicones and why are silicones used in the beauty industry? (April,2021)
9. Plastic-TheHiddenBeautyIngredients.pdf (beatthemicrobead.org)
10. “An alternate to silicone for hair care”, Personal Care Magazine (March,2019)
11. “New generation of emollient showing promising results as a sustainable alternative to viscous silicones in hair care formulations: Seppic”, Cosmetics & Toiletries, Vol.137, No.6 (June 2022)
12. John Woodruff, “Silicones and Alternatives 2018”, published by SPC2018
13. Nisaraporn Suthiwangcharoen, Bethany Prime, Beth Johnson, and Dawn Carsten, “Simple and Sensorial Amino-modified silicone protects and revives hair”, Cosmetics & Toiletries, Vol.136, No.2 (February 2021)

Mythili Nori has worked in the Personal Care industry for over a decade. Her expertise is in Product Claim Substantiation and Data Science. In her current role at BASF, she is responsible for Physical Claim Substantiation & Sensory testing for Hair & Skin Care. Prior to joining BASF, she spent 5 years at TRI/Princeton as a Senior Research Associate, supporting claim substantiation and fundamental research activities for textile and hair surfaces. She earned a Bachelor of Technology in Chemical Engineering from India and received Master of Science in Chemical Engineering at North Carolina Agriculture & Technical State University focusing on purification of drinking water.

PPARs reemerging as a skin wellness target in cosmetics

Written by Marc Cornell, Mar-Key Consulting LLC

Cosmetics are continuing their marvelous evolution with new scientific findings and breakthrough innovations. Sometimes we need to look back to find the genesis of a current marketing or positioning trend. Take a step back with me to the late 20^th century, where a young researcher (MC) was being educated in the biology of wound healing. During this time, I became aware of Peroxisome proliferator-activated receptors (PPARs). PPAR-alpha expression plays a role in the inflammatory stage of wound healing. Later I learned wound healing shares many biologic pathways with anti-age biology.  Peroxisome proliferator-activated receptors is a mouthful, right? Let’s dial it back bit and keep the PPAR focus on our body’s largest organ, the skin.

PPAR’s are ligand inducible transcription factors belonging to the nuclear hormone receptor superfamily. The key isoforms of PPARs are notated as (alpha), (beta/delta) and (gamma). These forms can up regulate or down regulate many cellular and metabolic processes (cellular differentiation, proliferation, lipid homeostasis and energy metabolism). These functions are critical to our body and its skin’s immune system, epidermal barrier function and development of pro-inflammatory signals. Peroxisome proliferator-activated receptors (PPARs) are also involved in regulating glucose, lipid homeostasis and modulate mitochondrial function. (1)  It is obvious that regulation of PPAR signaling to various biological systems is an opportunity for medicine and cosmetic science

In some publications, regulation of PPAR signaling have been linked to disease pathogenesis. These ailments have complex causes involving genetic, environmental, and nutritional factors, PPARS are just a part of the pathway. (2) In cosmetic science we are careful to draw the line between drug and cosmetic claims. With that said, there are numerous scientific studies elucidating shared connections between drug and cosmetic active biologic modes of action.

Now we take a partial deep dive on the FAQ’s for PPARS.  From there we will highlight how targeting PPAR’s has been around for some time in cosmetics. More recently these chemistries are trending in a big way as clinical branded cosmetics remerge as part of the wellness positioning.

How can cosmetic science leverage PPARS to facilitate skin wellness? We start our PPAR discussion by looking at the skin barrier function. This area of skin biology is also part of a recent trend towards positioning and the minimization of environmental stressors on the exposome. The exposome is defined as the measure of all the exposures of an individual in a lifetime and how those exposures relate to health.  PPAR activation has been shown to have an important role in skin barrier function by regulating differentiation and lipid synthesis in keratinocytes. (3) This fact fits nicely into homeostasis wellness positioning.

PPAR activation takes place through heterodimerization.  Simply put, you need 2 ligands to come together on the DNA to initiate gene regulation.  PPAR activators are already being used in areas of cosmetic science application.  Botanical extracts have been shown to activate PPAR in the stimulation of collagen in skin (4). There is also evidence that PPARs may be used as an alternative to retinoids in skin care. (5) PPARs have an important effect in keratinocyte homeostasis, suggesting a role in diseases such as psoriasis. (6)   PPAR acts directly to negatively regulate gene expression of proinflammatory genes in a ligand-dependent manner by antagonizing the activities of transcription factors such as members of the NF-kB and AP-1 families. (7).  One very popular cosmetic application is the use of omega 3 fatty acids.  These are popular natural ligands for PPARα receptors and are key to preventing/reducing inflammation.

One critical factor in attempting to utilize pathways linked to PPARs is in the understanding of the up or down regulation of these biochemicals. Typical of any biologic system there is potential for biofeedback, so understanding the pathways and assay methodologies are important. Good news is gene expression and cell culture models now allow the high throughput analysis of materials which may take part in PPAR regulation. This fact and the numerous peer review publications give the cosmetic chemist a boost in the study of PPARs.

In closing I provide just a few key words for continued education on PPARs.

Links between PPAR and:

a) Endocannabinoid receptor system
b) Hyaluronic acid
c) Wound healing
d) Retinoid receptor system
e) UV modulated inflammation
f) Inflamaging
g) Mitochondrial function
h) and MORE!

1. Ting-Wei Lee, Kuan-Jen Bai, Ting-I Lee, Tze-Fan Chao, Yu-Hsun Kao & Yi-Jen Chen : PPARs modulate cardiac metabolism and mitochondrial function in diabetes Journal of Biomedical Science volume 24, Article number: 5 (2017)
2. Kersten S, Desvergne B, Wahli W. : Roles of PPARs in health and disease. Nature. 2000; 405: 421–4. NATURE
3. Su-Hyoun Chon , Ruth Tannahill, Xiang Yao, Michael D Southall, Apostolos Pappas. Keratinocyte differentiation and upregulation of ceramide synthesis induced by an oat lipid extract via the activation of PPAR pathways , Exp Dermatol. 2015 Apr;24 (4):290-5
4. George P. Majewski1 | Smrita Singh2 | Krzysztof Bojanowski :Olive leaf-derived PPAR agonist complex induces collagen IV synthesis in human skin models, Int J Cosmet Sci. 2021;43:662–676
5. John Simon Craw, George Majewski: Coding Skin for Care: PPAR Ligands as Retinoid Alternatives and Adjuvants—Cosmetic and Toiletries, Jan 6th, 2022
6. Emerson de Andrade Lima1 et al : Peroxisome proliferator-activated receptor agonists (PPARs): a promising prospect in the treatment of psoriasis and psoriatic arthritis* An Bras Dermatol. 2013;88(6):1029-35.
7. Yuval Ramot et al, The role of PPAR-mediated signaling in skin biology and pathology: new targets and opportunities for clinical dermatology : Experimental Dermatology, 2015, 24, 245–251

Written by Marc Cornell, Mar-Key Consulting LLC

Marc Cornell, BS. is a consultant at Mar-key Consulting LLC where he services the consumer product industry with innovative formulation concepts.  During his thirty-year career he has worked in an R&D role for large (Merck, L’Oreal, Bristol Meyers Squibb, Union Carbide) and medium sized companies (Neostrata, ChemAid Labs, KV Pharmaceutical). For the last ­20 years he has worked primarily on the research and formulation development of “Cosmeceuticals” for various brands (Skinceuticals, Neostrata, Dr. Perricone, Biomedic, Strivectin, and La Roche Posay). In this role he collaborated with researchers in skin biology and clinical testing to design, formulate and test novel cosmetic active delivery vehicles. Marc’s work has been patented and published in peer review journals and trade publications.

Natural ingredients offer a myriad of possibilities for developing effective cosmetic products. Their popularity has greatly increased over the past two decades in part due to a major shift in public opinion about the environment, human health, and wellbeing. Plant ingredients have been shown to be effective treatments of the skin for a number of conditions including erythema, hyperpigmentation, photoaging, photocarcinogenesis, and photoimmunosuppression. Nowadays, botanical ingredients are found in almost every type of cosmetic product for the skin. In addition to plants, minerals are also natural ingredients. Some of the most common ones found in modern-day cosmetic products consist of iron oxides, zinc oxide, and titanium oxide, which are mostly used in sunscreen formulations.

Historical Perspective of Natural Ingredients in Cosmetics

Natural ingredients have been used in cosmetic products since antiquity. The early Egyptians were renowned for their makeup preparations and other cosmetic ingredients used to cleanse and scent the body. The most common cosmetic potions consisted of eye paints, facial paints, oils, and solid fats (ointments) [1]. As an example, kohl is a paste/powder that was commonly used as eye shadow and is reported to have been made with galena ore, which contains lead sulfide. A paste made from malachite, a green ore of copper, was also used to color the eyes of Egyptians. Some of these ingredients probably caused adverse reactions, or could have led to serious disease after prolonged use.

Hair and nail dyeing in ancient Egypt was achieved using henna, which was extracted from the plant Lawsonia inermis, also known as the Egyptian privet. Henna was also popular in ancient India and China as a hair dyeing agent. In India, henna was also used to paint designs on the hands and feet in the art known as mehndi [2]. The early Egyptians also used fats and oils to apply to skin and hair, protecting them from the powerful sun rays and arid climate. The Egyptians were also very astute on the use of fragrances. They used many different types of herbs and oils, such as aloe, chamomile, lavender, myrrh, olive oil, peppermint, sesame oil, and thyme [3].

Turmeric, a traditional Indian spice from the root of Curcuma longa, was commonly used in Ayurvedic medicine as a therapeutic agent. It contains curcumin, which has anti-inflammatory properties. In recent years, turmeric has become an extremely popular cosmetic ingredient for skin care preparations. In traditional Chinese culture, skin was treated oils and herbs. Panax ginseng is one of the most popular ingredients in ancient herbal therapy, and is still widely used today. Rice powder was also popular and used to paint the face, serving as a form of makeup that provided a whitish appearance and had the benefit of removing excessive oils. The use of nail polish dates back to ancient China, using egg whites, flowers, and beeswax [4]. Unfortunately, not all members of society were permitted to paint their nails. It was reserved for royals, who painted their nails gold and silver, and other members of the upper echelon of society.

Natural ingredients were also used in cosmetics in other periods of history as well. In biblical times, the Hebrews used oils obtained from various plant and animal sources as emollients to protect the skin from the arid environment and intense solar radiation. In addition, red ochre (an iron oxide) was used for painting the lips, ash and beeswax for painting the nails, and herbal perfumes were applied to the skin and clothing [5]. During the early Roman Empire, Pliny the Elder (Gaius Plinius Secundus), who was a prolific author, naturalist, and philosopher, wrote about the control of perspiration using a mixture of rue, rose oil, and aloe vera [6].

In the western tradition, the use of natural ingredients in cosmetics continued through the Middle Ages and Renaissance all the way to the 19^th century, although the overall use of cosmetics fluctuated throughout history most likely due to sociological and economic factors. Curiously, at the dawn of the 20^th century, color cosmetics were not very popular in western societies, and even frowned upon for women to wear in public. In the United States and many other western cultures, this attitude began to change significantly as movie stars began wearing makeup products in Hollywood films. During this period, there was a flurry of activity in the development of highly functional synthetic ingredients that enjoyed widespread use in cosmetic products. However, the most recent natural ingredient movement began to take place in the late 1990s and early 2000s as the population became more concerned with health, wellbeing, and global environmental conditions.

Botanical Ingredients

The increasing awareness of the health benefits of phytochemicals has led to a transformation in the cosmetic industry [7]. The recent explosion of the use of herbal ingredients in cosmetic products began with ingredients that offered improvement in the physiological condition of the skin by treatment with formulas containing plant ingredients [8]. This movement evolved to include a greater effort to replace conventional synthetic ingredients that carried other functions in the formula, such as rheology modifiers, emollients, cleansing agents, etc. [9]. Today, there are even some forms of cosmetic packaging that are based on natural or naturally derived ingredients.

There are numerous plant ingredients that are used in cosmetic products for their cosmeceutical properties. Some of the most common ingredients include Aloe vera, Camellia sinensis (tea polyphenols), Capparis spinosa flower buds, Culcitium reflexum H.B.K. leaf, Curcuma longa (curcumin), French maritime pine bark (pycnogenol) Gingko biloba, pomegranate fruit, red orange, Sanguisorba officinalis L. root, Sedum telephium L. leaf, and Silybum marianum (Silymarin). Extracts of natural products contain polyphenols and other phytonutrients that have beneficial effects for the skin. Plants evolved to produce these ingredients to protect themselves from environmental insults, including harmful UV radiation.

Many botanicals have been used for millennia in traditional Chinese medicine and Ayurveda. Nowadays, there is a flurry of activity in the skin care market with similar types of ingredients, due to a growing body of scientific evidence demonstrating their utility as skin therapeutic agents. Among other things, botanical ingredients have shown promise as anti-inflammatories for skin to treat rosacea, preventative agents against melanoma, bioactives for the treatment of skin aging, and protective agents against UV-induced immunosuppression and photocarcinogenesis [10].

Incorporating plant ingredients into cosmetics can also present challenges to the formulator in terms of stability and delivery [11]. For this reason, there have been many efforts focused on developing carrier systems for botanical ingredients [10, 12]. Most of these carriers are emulsions, vesicular systems, or lipid particulate systems. Emulsions for this type of application usually are microemulsions, nanoemulsions, micro-nanoemulsions, multilayer emulsions, or Pickering emulsions. Common vesicular systems consist of liposomes, ethosomes, phytosomes, and transferosomes. The two most popular lipid particulate systems are solid-lipid nanoparticles and nanostructured lipid carriers.

Polysaccharide Ingredients

Polysaccharides from many natural sources are used in cosmetics. They are often added to formulas as rheology modifiers, but may also be used for a variety of other functions, such as providing moisture to the skin or enhancing the styling properties of hair. The most common polysaccharides found in cosmetic products are agar, alginate, carrageenan, derivatives of cellulose (e.g., hydroxyethylcellulose), chitin, chitosan, dextrin, guar gum derivatives, gum arabic, hyaluronic acid, pectins, starch derivatives, and xanthan gum. In addition to the applications already mentioned, polysaccharides are also found in masks and shampoos/body washes (coacervate agent). A number of different polysaccharides may also be included in personal care products for their antibacterial, antiviral, anticoagulant, anticancer, antioxidant, and immunomodulating activity [13]. Overall, they have a long and safe history of use in cosmetic products.

Essential Oils

Essential oils enjoy widespread utility in cosmetic products due to their pleasant odor and biological activity [14-16]. They are highly concentrated liquid mixtures of small molecules (mostly aromatic compounds, terpenes, and terpenoids) extracted from the bark, buds, flowers, fruits, leaves, rhizomes, roots, and seeds of plants [14]. Some of the most common essential oils found in cosmetic products are citronellol, citrus, eucalyptus, geraniol, lavender, limonene, linalool, and tea tree [16]. If formulated at low concentrations, essential oils are relatively safe. However, at higher concentrations their use may result in skin sensitivity reactions and even the development of allergies [15]. In addition to their aromatic characteristics, essential oils have analgesic, antibiotic, and antiviral properties. For this reason, there is a great deal of interest in aroma therapy and its positive health benefits.

Toxicological Considerations

There is some concern about the safety and toxicology of natural ingredients. This mostly stems from the presence of ingredients that are not listed on the labels of cosmetic products. For example, citral, farnesol, limonene, and limanol—fragrance compounds present in many natural ingredient products—can illicit allergic reactions [17]. Furthermore, there could be many molecules in the formula that are only listed as one ingredient. On the other hand, it has been argued that exposure to natural toxic substances in personal care products is probably not the principal route of exposure. Rather, direct exposure to vegetation and agricultural crops is considered the most dominant pathway [18]. Skin sensitization is another concern with the use of botanical ingredients [19]. As an example, the Feverfew plant (Tanacetum parthenium), known for its anti-inflammatory properties, contains parthenolide, which is a potent skin sensitization agent. Therefore, being able to produce parthenolide-free bioactives is a key challenge to provide a non-sensitizing product for skin care [20, 21].

Concluding Remarks

Natural ingredients have a long history in cosmetics products. Overall, there has been a great deal of renewed interest in their inclusion in contemporary personal care formulas. Combined with modern analytical and process technology, today’s cosmetic chemist has the opportunity to participate in the large-scale transformation of the personal care industry.

References

1. Lucas, A., Cosmetics, perfumes, and incense in ancient Egypt. J Egypt Arch, 1930. 16(1/2): p. 41-53.
2. Nayak, M. and V. Ligade, History of cosmetics in Egypt, India, and China. J Cosmet Sci, 2021. 72: p. 432-441.
3. Chaudhri, S. and N. Jain, History of cosmetics. Asian J Pharm, 2009. 3(3): p. 164-167.
4. Madnani, N. and K. Khan, Nail cosmetics. Indian J Dermatol Venereol Leprol, 2012. 78: p. 309-317.
5. Parish, L. and J. Crissey, Cosmetics: A historical review. Clin Dermatol, 1988. 6(3): p. 1-4.
6. Bostock, J. and H. Riley, Rue: eighty-four remedies, in Remedies derived from the garden plants. 1855, Taylor and Francis: London, UK.
7. Dini, I. and S. Laneri, The new challenge of green cosmetics: natural food ingredients for cosmetic formulations. Molecules, 2021. 26: p. 3921.
8. González-Minero, F. and L. Bravo-Díaz, The use of plants in skin-care products, cosmetics, and fragrances: Past and present. Cosmetics, 2018. 5: p. 50.
9. Bom, S., M. Fitas, A. Martins, P. Pinto, H. Ribeiro, and J. Marto, Replacing synthetic ingredients by sustainable natural alternatives: A case study using topical O/W emulsions. Molecules, 2020. 25: p. 4887.
10. McMullen, R., Antioxidants and the Skin. 2nd ed. 2019, Boca Raton, FL: CRC Press.
11. Hoang, H., J. Moon, and Y. Lee, Natural antioxidants from plant extracts in skincare cosmetics: recent applications, challenges, and perspectives. Cosmetics, 2021. 8: p. 106.
12. Yang, S., L. Liu, J. Han, and Y. Tang, Encapsulating plant ingredients for dermocosmetic application: An updated review of delivery systems and characterization techniques. Int J Cosmet Sci, 2020. 42: p. 16-28.
13. Ahsan, H., The significance of complex polysaccharides in personal care formulations. J Carbohydr Chem, 2019. 38: p. 213-233.
14. Abate, L., A. Bachheti, R. Kumar Bachheti, A. Husen, G. M, and D. Pandey, Potential role of forest-based plants in essential oil production: An approach to cosmetic and personal health care applications, in Non-Timber Forest Products: Food, Healthcare and Industrial Applications, A. Husen, R. Kumar Bachheti, and A. Bachheti, Editors. 2021, Sprinter Nature: Cham, Switzerland. p. 1-18.
15. Sarkic, A. and I. Stappen, Essential oils and their single compounds in cosmetics—A critical review. Cosmetics, 2018. 5: p. 11.
16. Sharmeen, J., F. Mahomoodally, G. Zengin, and F. Maggi, Essential oils as natural sources of fragrance compounds for cosmetics and cosmeceuticals. Molecules, 2021. 26: p. 666.
17. Klaschka, U., Natural personal care products—analysis of ingredient lists and legal situation. Environ Sci Eur, 2016. 28: p. 8.
18. Bucheli, T., B. Strobel, and H. Hansen, Personal care products are only one of many exposure routes of natural toxic substances to humans and the environment Cosmetics, 2018. 5: p. 10.
19. Puginier, M., A. Roso, H. Groux, C. Gerbeix, and F. Cottrez, Strategy to avoid skin sensitization: application to botanical cosmetic ingredients. Cosmetics, 2022. 9(2): p. 40.
20. Koganov, M., Parthenolide free bioactive ingredients from Feverfew (Tanacetum parthenium) and processes for their production and use. U.S. Patent No. 7,537,791. 2009.
21. Sur, R., K. Martin, F. Liebel, P. Lyte, S. Shapiro, and M. Southall, Anti-inflammatory activity of parthenolide-depleted Feverfew (Tancetum parthenium). Inflammopharmacology, 2009. 17(1): p. 42-49.

The use of in-vitro modeling to predict clinical outcome: A users guide to technology development

In-vitro models have been a staple of technology development as well as a tool for mapping mechanistic understanding of skin biology.  Their complexity has evolved over time to become quite predictive to clinical outcomes.  In-vitro modeling is a powerful solution for driving product development, innovation and claim substantiation, and it allows researchers to screen technologies as well as position them against new or novel mechanisms.  The NYCSCC is offering a mini-symposium at this year’s Supplier’s Day (May 3^rd and 4^th) to present various in-vitro models currently available to our industry using a cross section of speakers from both academia, industry suppliers and testing firms.  (See the end of the blog for a list of topics being presented.)  The following is a good primer for those interested in leveraging in-vitro data for technology development.

In-vitro models are the result of many of the inventions we learned about in science class at an early age.  Here is a brief history of how we got here: First was the invention of the microscope by A. Van Leeuwenhoek in 1676, then Schleiden and Schwann’s formulated cell theory in 1839,  Roux’s first method of cell culture in 1885,  aseptic techniques for cell culture in 1912, establishment of the first mouse fibroblast cell in 1943, the first immortal human cell line known as “HeLa” by George Gey in 1951, the finite life span of human cells defined by Hayflick in 1965, the first therapeutic protein manufactured in cell culture for human clinical trial in 1983, culture human embryonic stems cells isolated by Thomson & Gearhart in 1998 and finally 3D tissue and organ bioprinting techniques introduced in 2010.

At present, it is no longer possible to use animal testing for ingredients and cosmetic products in the Organization for Economic Co-operation and Development (OECD) member states since 2009. This mandate has served as an “evolutionary pressure” on the industry to leverage in-vitro modeling as an alternative to animal use in in our industry, leading to the development and moderate acceptance of in-vitro tests that are used to determine the safety and efficacy of ingredients and topical products.

The advantages of in-vitro testing are:

1) Reducing the use of human subjects in the early stages of R&D projects; this not only has logistical and ethical benefit in terms of time and money but also removes the regulatory and safety aspects when discovery is the main strategic driver.

2) In-vitro modeling can be designed for high throughput screening of compounds/technologies. As a result, modeling this way saves time and money.

3) Reducing clinical variability as conditions are better controlled and repeatable.

4) Little to no testing regulations; however, sound experimental design including appropriate controls, benchmarks, time points and culture conditions are paramount to success.

The most saliant disadvantage of using in-vitro testing models is that results and findings need to be confirmed in/on more complex systems.  For example, if you screen for gene effects in monolayer cultures, one will need to confirm protein expression to confirm the gene expression profile.  Furthermore, more complex culture systems such as 3D culture models or ex-vivo biopsy modeling or human testing would be the logical next step to evaluate bioavailability, bioconversion, and efficacy.

The latter would require an intermediate step of safety assessment, ethics review (IRB) and cost analysis.  Furthermore, in-vitro modeling does require dedicated space and personnel.  This is certainly a capital expenditure; however, there are 3^rd party laboratories and collaborations with academia available for almost every need if you look hard enough.

The ability to customize a culture system to fit one’s needs is very encouraging. In-vitro models range from simple monolayer systems to complex muti-tissue engineered models.  Advances in maintaining cells in culture are continuously improving, allowing for data generation that closely mimics clinical results.  The advent of bio chambers, flexible substrates and precisely defined medias have advanced the understanding of cell biology exponentially.  The technics for retrieving and cultivating keratinocytes, fibroblast, melanocytes and dendric cells from skin are commonplace in cell culture facilities around the globe resulting on less reliance on transformed cell lines (those that are immortal) which have a poor correlation to clinical outcome in many cases.  3D skin models with natural human features are best used to analyze ingredients and formulations for this reason. Skin irritation and toxicity tend to be represented by less stringent biomimicry, but this too is evolving to more relevant culture systems.

The vast number of possible applications and products in our industry can target different body areas including intact skin, thin skin (under eye), oily skin (face vs abdomen), sun exposed vs sun protected, healthy or impaired skin which come with many specific characteristics in composition, structure, and function as a primary focus.

In-vitro reconstructed human tissue models are recognized as being sensitive and reliable for areas outside of skin in a pre-clinical environment. Using 3D human reconstructed models such as gingival and vaginal systems can model mucosal tolerance, “immature” epidermal models can mimic infant/baby skin, and culture conditions can be designed to impair function (missing ceramide production) or condition (sensitive skin) to find solutions to the impairment such as in barrier function.

Topical applications represent a vast range of formulation options, accounting for multiple product types focusing on health, gender, age conditions, and body targets.  The constant quest for innovation, whether through the search for new molecules or the extended use of old ones, pushes our industry to take many factors into account in the early stages of development.  Multiple models of different variations can be applied in sequence to the same project scope representing multiple but independent evaluations and approaches simultaneously.

Manufacturers are also looking to in-vitro modeling to satisfy environmental impact effects of their ingredients and products.  Reef safe, biodegradability and species toxicology are becoming commonplace in raw material questionnaire surveys and in environmentally responsible platforms within many companies.

The list of in-vitro models is endless; however, there are a handful of go-to models that make up many R&D arsenals.  Reconstructed human epidermis (RHE) is a very common model that uses keratinocytes harvested from surgically excised tissue.  When these cells are cultured at the air/media interface of a culture well, they naturally form a representative viably functioning epidermis.  Full thickness skin models (FTSK) are composed of both a dermal compartment containing human skin fibroblasts embedded in a collagen matrix and human keratinocytes seeded on top to form the epidermis.  Ex-vivo skin explants use full thickness whole skin biopsies in culture, which allows the effect of individual ingredients and formulations, transdermal delivery, topical penetration, and percutaneous absorption to be tested in an environment more closely mimicking normal skin. Even though this model system is the closest to intact skin, it has its limitations.  Recent in-vitro modeling of neurodermatology has been achieved by generating a co-culture system of sensory neurons and skin cells, which can simulate in vivo human skin and provide innovative solutions to neuro sensory conditions such as itch, neuro inflammation and pain. Pigmented epidermis model composed of normal human keratinocytes cultivated in the presence of melanocytes of phototypes in the basal layer resulting in a gradient of melanin production when exposed to varying degrees of UV, IR and HEV light. Atopy skin models recreate conditions of this disease state via a co-culture of keratinocytes, fibroblasts, dendritic cells, and T-cells which can be applied to screen therapeutics and to gain a better understanding of the biological mechanisms involved.

The future state will focus on using pluripotent stem cells in a variety of culture conditions and matrixes to reconstitute tissues of interest, thus, more accurately modeling solutions for aged, damaged, or dysfunctional tissue.  The idea of in-situ (to examine the phenomenon exactly in place where it occurs) bioprinting is already being considered for as a research tool  for therapy and the results obtained in that area seem to be promising. It is possible that soon, use of skin bioprinters will be a useful tool in surgical reconstruction and a preferred form of therapy in wound and burns treatment.  Alternatively, the idea of bioprinting on a cellular level can further the customization of in-vitro modeling. The possibilities are endless.

Mini-Symposium: “In-Vitro Modeling to Predict Clinical Outcome”

Michael Anthonavage, Moderator

Presentation topics

1. 3D Tissue Model applications: Genetically engineered 3D skin models for the development of cosmetic products and pharmaceutical drugs Research Focus: Human 3D tissue models
2. Innate Immunity modeling: Testing the Skin’s Innate Immune Response via In-Vitro and Non-Invasive Clinical Testing Methods
3. Sunscreen modeling: Bioequivalence Efficacy Test for Sunscreens: Alternative SPF Test Methods Validation
4. Use of in-silico/vitro modeling for barrier and moisture: Skin Barrier and Hydration: Solutions from in silico & in vitro testing to clinical bioanalysis and imaging
5. Sensorial modeling in-vitro: The interest of sensorial evaluation in cosmetics: integration of the sensory neuron compartment on unique in-vitro models.
6. Bioavailability: In-vitro Studies of Skin Deposition & Permeation and Their Practicality
7. Delivery modeling: Advanced Delivery Modeling Techniques – A Runway to Success
8. Total exposure modeling: Scalable in silico simulation for human total body exposure prediction using in vitro transdermal and respiratory tract permeability assays
9. Modeling of lipogenesis: In Vitro Model Challenges for Skin Lipid Measurements in the Clinic
10. 3D bioprinting: Creation of the most sophisticated 3D Bioprinted full skin models, with immunization, pigmentation, vascularization, and oil function to advance cosmetics efficacy testing.
11. Systemic Disease modeling for skin: Diabetic Skin: A new target for cosmetic products
12. Tissue engineering: Latest advances in tissue engineering: from normal to compromised skin

Michael Anthonavage has 26 years of experience in personal care product development and a career spanning background in skin biology, education, and medical technology. Michael has extensive knowledge in product development in personal care product design and specializes in R&D to marketing translation as well as claims validation both in-vitro and in-vivo. He is also an engaging public speaker and product technology advocate with an ability to marry complex ideas and concepts to various consumer needs.   Michael is currently the VP of Operations & Technology at Eurofins CRL, Inc. as well as an educator in herbal studies, clinical lab interpretation, product development strategies, physiology, and skin biology.  Michael’s previous positions have focused on product development for multi-national corporations in Consumer Products and has held R&D leadership positions at several industry ingredient suppliers where he has championed innovative ingredient portfolios.  Michael is currently on the NYC SCC Scientific Advisory Board and has given several lectures for the SCC over the years.   He has a variety of publications and patents to his name and continues to be an influential speaker and educator in the personal care, bioinstrumentation, and skin testing arena.